UK Regulators at Odds on Potential Ban UK regulators are currently at odds over the potential ban on derivatives and ETN offerings…
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Tag:
regulators
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- American Stock Exchange
Canada judge calls into question regulator’s argument to block Rogers-Shaw deal
by WorldFinanceby WorldFinance 3 minutes read© Reuters. Ethernet cables are seen in front of Rogers and Shaw Communications logos in this illustration taken, July 8, 2022. REUTERS/Dado…
- American Stock Exchange
Davos 2023: UBS head says regulators’ ‘eyes off the ball’ on non-banks
by WorldFinanceby WorldFinance 1 minutes read© Reuters. FILE PHOTO: Colm Kelleher, Chairman of UBS Group AG, speaks during the Global Financial Leaders Investment Summit in Hong Kong,…
- Cryptocurrency Market
Japanese regulators want crypto treated like traditional banks
by WorldFinanceby WorldFinance 0 minutes readFinancial regulators in Japan have urged global regulators to treat crypto the same way as they do banking, calling for tougher rules…
- American Stock Exchange
U.S. regulators forwarding Southwest complaints as part of probe
by WorldFinanceby WorldFinance 2 minutes read© Reuters. Southwest Airlines passengers wait in line at the baggage services office after U.S. airlines, led by Southwest, canceled thousands of…
- Cryptocurrency Market
South Korean regulators target Bithumb in new probe
by WorldFinanceby WorldFinance 0 minutes readThe South Korea-based cryptocurrency exchange Bithumb is under a “special tax investigation” by the country’s National Tax Service (NTS), according to local…
- Deals and Ipos
Despite regulator’s go-ahead, IPOs of several Indian startups hang in the balance
by WorldFinanceby WorldFinance 0 minutes readSeveral big Indian startups, which have received the market regulator’s go-ahead for an initial public offering (IPO), are seeing a delay in…
- Cryptocurrency Market
Australian Regulators Eye Cryptocurrency Regulations in 2023
by WorldFinanceby WorldFinance 1 minutes readToday, the Australian government announced that it is taking adequate measures to tighten regulation for crypto service providers. As such, Australian regulators…
- Banks
Regulators tell Citigroup to address data management issues
by WorldFinanceby WorldFinance 2 minutes readCitigroup has come in for criticism from banking regulators regarding “shortcomings” in its most recent resolution plan. The Federal Reserve Board and the Federal…
- Hedge funds
US State Regulators Investigating Crypto Trading Firm Genesis Global Capital: Barron’s
by WorldFinanceby WorldFinance 1 minutes readSeveral U.S. state regulators are looking into whether crypto trading firm Genesis Global Capital may have violated securities laws, according to a report…